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Merrill Lynch to pay $1.25 million penalty in SEC settlement: statement

WASHINGTON (Reuters) - Merrill Lynch has agreed to settle U.S. charges over allegations that it did not properly prevent unregistered sales of a software company's shares on behalf of a China-based issuer, the Securities and Exchange Commission said on Thursday. [Source]

Publication Date:

Origin: reuters.com

Category: businessNews

Topics: merrill, lynch, agreed, settle, charges

Source Link: http://feeds.reuters.com/~r/reuters/businessNews/~3/KfZwiwld0_I/merrill-lynch-to-pay-1-25-million-penalty-in-sec-settlement-statement-idUSKCN1GK28P

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