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Merrill Lynch to pay $1.25 million penalty in SEC settlement: statement

WASHINGTON (Reuters) - Merrill Lynch has agreed to settle U.S. charges over allegations that it did not properly prevent unregistered sales of a software company's shares on behalf of a China-based issuer, the Securities and Exchange Commission said on Thursday. [Source]

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Category: businessNews

Topics: merrill, lynch, agreed, settle, charges

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